Money and Banking

How money works, where it comes from, and why banks matter more than you think.

What Is Money?

Money is anything widely accepted as payment for goods and services.

Functions of Money

FunctionDescriptionExample
Medium of exchangeFacilitates tradeBuy groceries with dollars
Store of valuePreserves purchasing powerSave for retirement
Unit of accountCommon measure of valuePrice everything in dollars
Standard of deferred paymentSettle debts laterLoans denominated in currency

Types of Money

TypeDescriptionExample
Commodity moneyHas intrinsic valueGold, silver, cigarettes in prison
Representative moneyBacked by commodityGold certificates
Fiat moneyValue by government decreeModern currencies
Digital moneyElectronic formBank deposits, crypto

Properties of Good Money

PropertyWhy It Matters
DurableSurvives use
PortableEasy to carry
DivisibleCan make change
UniformEach unit identical
ScarceMaintains value
AcceptableWidely recognized

The Money Supply

Measures of Money

MeasureComponentsLiquidity
M0 (Monetary Base)Currency + bank reservesMost liquid
M1M0 + checking deposits + traveler's checksVery liquid
M2M1 + savings + small time deposits + money marketLess liquid
M3M2 + large time deposits + institutional fundsLeast liquid

US Money Supply (Approximate)

MeasureAmount (2024)
Currency in circulation$2.3 trillion
M1$18 trillion
M2$21 trillion

Note: Most "money" isn't physical cash - it's digital bank balances.

How Banks Work

The Banking Business Model

ActivityBank's Perspective
Accept depositsLiability (owe money to depositors)
Make loansAsset (borrowers owe bank)
Earn interest spreadProfit = Loan interest - Deposit interest
Provide servicesFee income

A Simple Bank Balance Sheet

AssetsLiabilities + Equity
Reserves: $100Deposits: $900
Loans: $800Equity: $100
Securities: $100
Total: $1,000Total: $1,000

Key Banking Ratios

RatioFormulaPurpose
Reserve ratioReserves / DepositsLiquidity measure
Capital ratioEquity / AssetsSolvency measure
Leverage ratioAssets / EquityRisk measure
Loan-to-depositLoans / DepositsLending aggressiveness

Fractional Reserve Banking

Banks hold only a fraction of deposits as reserves, lending the rest.

How It Works

StepDepositsReserves (10%)Loans
Initial deposit$1,000$100$900
Second round$900$90$810
Third round$810$81$729
Fourth round$729$73$656
............
Total (infinite)$10,000$1,000$9,000

The Money Multiplier

Money Multiplier = 1 / Reserve Ratio

Reserve RatioMoney Multiplier$1,000 Creates
20%5$5,000
10%10$10,000
5%20$20,000
2%50$50,000

Key insight: Banks create money through lending. Most money in the economy was created by commercial banks, not the government.

Limits on Money Creation

LimitExplanation
Reserve requirementsMinimum reserves mandated
Capital requirementsMinimum equity buffer
Demand for loansSomeone must want to borrow
Creditworthy borrowersSomeone must qualify
Interest ratesHigher rates reduce borrowing

Bank Runs and Failures

How Banks Fail

ProblemDescription
Liquidity crisisCan't meet withdrawal demands
InsolvencyAssets < Liabilities (negative equity)
ContagionFailure of one bank triggers others
Confidence collapseSelf-fulfilling panic

Anatomy of a Bank Run

StageWhat Happens
1. Rumor/newsDepositors worry about solvency
2. Early withdrawalsPrudent depositors withdraw
3. CascadeOthers see lines, panic increases
4. IlliquidityBank can't sell assets fast enough
5. FailureBank closes doors

Self-fulfilling prophecy: A bank that might have survived becomes insolvent because the run itself causes the failure.

Protections Against Bank Runs

ProtectionHow It WorksLimitation
Deposit insuranceFDIC guarantees up to $250KMoral hazard
Lender of last resortFed provides emergency liquidityLimited to solvent banks
Capital requirementsBuffer for lossesCan still be inadequate
Stress testingSimulate bad scenariosModels may miss risks
Resolution proceduresOrderly wind-downDisruptive anyway

The Federal Reserve System

Structure of the Fed

ComponentRole
Board of Governors7 members, set policy direction
ChairLeader, face of Fed policy
Regional Fed Banks12 districts, implement policy
FOMCSets monetary policy (12 members)
Member banksCommercial banks in the system

Fed Functions

FunctionDescription
Monetary policySet interest rates, manage money supply
Bank supervisionRegulate and examine banks
Financial stabilityMonitor systemic risk
Payment systemOperate check clearing, wire transfers
Lender of last resortEmergency lending to banks
Government's bankProcess Treasury transactions

Fed Balance Sheet (Simplified)

AssetsLiabilities
Treasury securitiesCurrency in circulation
Mortgage-backed securitiesBank reserves
Loans to banksTreasury deposits
Gold and foreign currency

Quantitative Easing: Fed buys assets, credits bank reserves (creates money).

Interest Rates

Types of Interest Rates

RateWhat It IsWho Sets It
Federal funds rateOvernight bank-to-bank lendingFed target
Prime rateBase rate for best customersBanks (Fed + 3%)
LIBOR/SOFRInterbank reference rateMarket
Treasury ratesGovernment borrowing costMarket
Mortgage ratesHome loan costMarket (tied to Treasuries)
Credit card ratesUnsecured consumer lendingBanks (prime + risk)

The Yield Curve

MaturityTypical RateShape Meaning
3-monthLowerNormal: upward slope
2-yearFlat: uncertainty
10-yearInverted: recession signal
30-yearHigher

Why Long Rates Usually Exceed Short Rates

ReasonExplanation
Inflation riskMore time for inflation
Default riskMore time for things to go wrong
Liquidity preferencePeople prefer accessible money
Opportunity costTied up longer

Credit and Lending

Types of Credit

TypeCollateralRateExample
SecuredYesLowerMortgage, auto loan
UnsecuredNoHigherCredit card, personal loan
RevolvingSometimesVariesCredit card, HELOC
InstallmentSometimesFixedAuto loan, student loan

What Determines Your Interest Rate

FactorEffect
Credit scoreLower score = higher rate
Loan-to-valueMore borrowed = higher rate
Debt-to-incomeMore debt = higher rate
Loan termLonger = higher rate
CollateralBetter collateral = lower rate
Economic conditionsRecession = tighter credit

The Credit Score

Score RangeRatingTypical Impact
800-850ExcellentBest rates, easy approval
740-799Very GoodGreat rates
670-739GoodAverage rates
580-669FairHigher rates, harder approval
300-579PoorSubprime rates, often denied

Factors in Credit Score

FactorWeightHow to Improve
Payment history35%Pay on time, every time
Amounts owed30%Keep utilization below 30%
Length of history15%Keep old accounts open
Credit mix10%Have different types
New credit10%Limit hard inquiries

Financial Crises

Anatomy of a Financial Crisis

PhaseCharacteristics
1. Credit boomEasy lending, rising asset prices
2. Euphoria"This time is different"
3. TriggerSome event reveals problems
4. PanicEveryone tries to sell/withdraw
5. ContagionSpreads across institutions
6. Credit freezeLending stops
7. InterventionGovernment/central bank action
8. RecoveryGradual normalization

Major Financial Crises

CrisisYearCauseConsequence
Great Depression1929-33Stock crash, bank runs25% unemployment, deflation
S&L Crisis1980sInterest rate mismatch1,000+ bank failures
Asian Crisis1997Currency/debt crisisRegional contagion
Dot-com2000Tech bubble burstMild recession
Global Financial2008Subprime mortgages, leverageSevere recession
COVID2020Pandemic shockSharp drop, fast recovery

2008 Crisis Explained

StepWhat Happened
1. Easy creditLow rates, lax lending standards
2. Housing bubblePrices rose unsustainably
3. Subprime mortgagesLoans to unqualified borrowers
4. SecuritizationMortgages bundled, sold globally
5. LeverageBanks borrowed heavily
6. Housing crashPrices fell, defaults rose
7. Bank failuresLehman Brothers collapsed
8. Credit freezeBanks stopped lending
9. BailoutsTARP, Fed emergency lending
10. Slow recoveryTook years to normalize

Cryptocurrency and Digital Money

Types of Digital Currency

TypeDescriptionExample
CryptocurrencyDecentralized, blockchain-basedBitcoin, Ethereum
StablecoinsPegged to fiat currencyUSDC, Tether
CBDCCentral bank digital currencyDigital yuan, proposed digital dollar

Bitcoin vs. Traditional Money

FeatureBitcoinUS Dollar
IssuerAlgorithmFederal Reserve
SupplyFixed (21 million)Unlimited
BackingNothingGovernment decree
VolatilityVery highLow (by design)
AcceptanceLimitedUniversal
PrivacyPseudonymousVaries
ReversibilityNonePossible

Cryptocurrency Challenges

ChallengeExplanation
VolatilityPoor store of value
ScalabilityTransaction limits
Energy useProof-of-work intensive
RegulationUncertain legal status
Criminal useMoney laundering, ransomware
ComplexityHard for average user

Key Takeaways

  1. Money is trust - Currency has value because people believe others will accept it

  2. Banks create money - Through fractional reserve lending, commercial banks multiply the money supply

  3. The Fed controls money - Through interest rates and asset purchases, the Fed expands or contracts money

  4. Interest rates reflect risk - Higher risk borrowers and longer terms mean higher rates

  5. Bank runs are self-fulfilling - Even healthy banks can fail if enough depositors panic

  6. Credit scores matter - Your three-digit number affects borrowing costs throughout life

  7. Financial crises follow patterns - Credit boom, bubble, panic, intervention, recovery